Notices-2017 Archives - Securities and Exchange Commission

SEC i-View eLoading System

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Notice from the Office of the President Warning against Public Solicitations for Money or other things of value purporting to be authorized by the said office.

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SEC i-View System is not available today.

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Certification Seminar for Prospective Compliance Officers (CO)/Associated Persons (AP)

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Certification Seminar for Prospective Equities Securities Salesmen (ESS)

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Request for Comments on the Proposed Rules and Regulations Governing Crowdfunding (CF)

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Draft Governance Social and Financial Performance Standards for Accreditation of Microfinance NGOS.

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The Commission will be conducting a free public seminar on updates and relevant SEC regulations for Foundations.

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SEC i-View is temporarily not available.

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The Company Registration System will be launched on Tuesday November 21, 2017

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SEC Satellite Offices will only be until 04:00 PM due to the SEC 81st Anniversary Celebration

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Corporate Governance and Finance Department

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Re: 4th SEC-PSE Corporate Governance Forum

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Annual Fees Renewal of Capital Market Institutions and Professionals

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Corporate Governance and Finance Department

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SEC Head Office at PICC, Roxas Boulevard, Pasay City, will be closed on November 8-15, 2017

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Company Registration and Monitoring Department (CRMD) and SEC Satellite Offices Team Building Activities

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Conduct of Orientations for Online Capital Market Participants Registry System

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SEC Head Office at PICC, Roxas Boulevard, Pasay City, will be closed on October 23-27, 2017

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Notice to all capital market participants and prospective capital market professionals of the new methodology in the conduct of the SEC Certification Program Examinations.

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INVITATION TO THE 4TH SEC-PSE CORPORATE GOVERNANCE FORUM. PLEASE SEE ATTACHED REGISTRATION FORM

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SEC Direct Lines are currently down

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CDO Extension Office Annual Team Building

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Davao Extension Office Annual Team Building

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Grand Celebration of the 50th Anniversary of ASEAN

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Conduct of Orientations on Module 1-6 of the SEC Modularized Examination for Prospective Capital Market Professionals

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Conduct of Orientations for Prospective Capital Market Professionals on the Revised SEC Certification Programs, Particularly Modules 1-6 of the SEC Modularized Examination

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Office of the General Counsel Teambuilding Advisory

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Proposed Amendment to Rules and Regulations to Implement the Provisions of republic Act No. 8556(The Financing Company Act of 1998)

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

Conduct of an Orientation on Modules 1-6 of the SEC Modularized Examination for Prospective Market Professionals

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Free Public Orientation and Seminar on COMPANY REGISTRATION SYSTEM

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SEC Satellite Offices in Metro Manila

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Temporary Suspension of the Conduct of All Certification Examinations

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Market and Securities Regulation Department Annual Team Building

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SEC iRegister is not available today.

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SEC i-View is not available today.

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Information and Communications Technology Department Annual Team Building

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New Call Center Hotlines

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New Call Center Hotlines

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Submission of Comments on the Draft Implementing Rules and Regulations of the Investment Company Act

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Request for Comments on the Proposed Rules and Regulations on Minimum Public Ownership of Publicly Listed Companies

Free Public Orientation and Seminar on Company Registration System

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Online Company Registration

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SEC i-View System is not Available

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SEC iView System is not Available

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SEC Roundtable Discussion on the Code of Corporate Governance for Publicly-Listed Companies

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SEC Accredited Corporate Governance Training Providers

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SIMPLIFIED RS FORM FOR COMMENTS

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Rules and Regulations on the Implementation of the SEC Oversight Assurance Review (SOAR) Inspection Program.

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Directives on Dollar Denominated Securities

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Modified Requirements for Lending and Financing Companies

INVESTOR’S EDUCATION AND INFORMATION Menu Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

Public Seminar on Lending Companies

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

Notice to all Microfinance NGOs

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SEC Roundtable Discussion on the Code of Corporate Governance for Publicly-Listed Companies

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted: