Notices-2022 Archives - Page 2 of 2 - Securities and Exchange Commission

ANTI-TERRORISM COUNCIL’S WARNING TO THE PUBLIC AGAINST PROVIDING MONEY AND MATERIAL SUPPORT TO THE COMMUNIST PARTY OF THE PHILIPPINES-NEW PEOPLE’S ARMY-NATIONAL DEMOCRATIC FRONT (CPP-NPA-NDF)

[page_title]

ANTI-MONEY LAUNDERING COUNCIL (AMLC) RESOLUTION NOS. TF-33, TF-34, TF-35, TF-39, TF-40, TF-41, TF-42 and, TF-50.

[page_title]

ALL SEC ACCREDITED ASSET VALUERS EXTENSION

CLOSURE OF SEC SATELLITE OFFICES IN NCR

SEC CERTIFICATION WEBINAR SCHEDULE AND APPLICATION PROCEDURE

[page_title]

COUNTERING FINANCING OF TERRORISM SECTORAL RISK ASSESSMENT 2021 OF THE NON-PROFIT ORGANIZATIONS

[page_title]

SUBMISSION OF BUSINESS PLAN (SEC FORM BP-FCLC)

[page_title]

SUBMISSION OF REPORTS THROUGH THE ELECTRONIC FILING AND SUBMISSION TOOL

[page_title]

SEC – CEBU SATELLITE OFFICE IS OPEN DURING MONDAYS, WEDNESDAYS AND FRIDAYS ONLY

[page_title]

SYSTEM MAINTENANCE OF THE SEC ESPARC

SEC-ZEO HAS RECEIVED INFORMATION THAT SOME LOCAL BANKS ARE REQUIRING SEC REGISTERED STAKEHOLDERS TO COMPLY WITH SOME DOCUMENTARY REQUIREMENTS WHICH ARE NOT DIRECTED BY THIS COMMISSION

[page_title]

GUIDELINES ON THE PHYSICAL SUBMISSION OF PLEADINGS AND CASE-RELATED DOCUMENTS FILED THROUGH THE OFFICE OF THE GENERAL COUNSEL’S OFFICIAL E-MAIL DURING THE PERIOD OF STATE OF NATIONAL EMERGENCY DUE TO COVID-19 PANDEMIC

[page_title]

REQUEST FOR COMMENT ON THE PROPOSED IMPLEMENTING GUIDELINES FOR THE STREAMLINED PROCEDURES FOR APPLICATIONS FOR MERGERS, CONSOLIDATIONS, AND ACQUISITIONS OF BANKS

INVESTOR EDUCATION AND INFORMATION Menu Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE MEMORANDUM CIRCULAR ON THE RULES ON UMBRELLA FUNDS

[page_title]

WEBINAR ON AML/CFT RISK-BASED SUPERVISION FOR FINANCING COMPANIES AND LENDING COMPANIES

[page_title]

ALTERNATIVE MODE FOR DISTRIBUTING AND PROVIDING COPIES OF NOTICE OF MEETING, INFORMATION STATEMENT, AND OTHER DOCUMENTS IN CONNECTION WITH THE HOLDING OF ANNUAL STOCKHOLDERS’ MEETINGS FOR 2022

[page_title]

GUIDELINES IN THE FILING OR SUBMISSION OF THE MANDATORY DISCLOSURE FORM (MDF)

[page_title]

INDUSTRY CONSULTATION ON ASEAN SUSTAINABLE AND RESPONSIBLE FUND STANDARDS (SRFS)

[page_title]

SEC CERTIFICATION EXAMINATIONS SCHEDULE AT THE MAIN OFFICE AND APPLICATION PROCEDURE

[page_title]

GUIDELINES ON THE HEALTH AND SAFETY PROTOCOLS TO BE OBSERVED IN THE CONDUCT OF THE SEC CERTIFICATION EXAMINATIONS DURING THE COVID-19 PANDEMIC

[page_title]

REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE MEMORANDUM CIRCULAR ON THE IMPLEMENTATION OF BANGKO SENTRAL NG PILIPINAS CIRCULAR NO. 1133 SERIES OF 2021 ON THE CEILING/S ON INTEREST RATES AND OTHER FEES CHARGED BY LENDING COMPANIES, FINANCING OTHER COMPANIES, AND THEIR ONLINE LENDING PLATFORMS

[page_title]

EXTENSION OF THE SUBMISSION DEADLINE OF THE ANTI-MONEY LAUNDERING AND COMBATING THE FINANCING OF TERRORISM (AML/CFT) INHERENT RISK ASSESSMENT DATA FORM (AIRDF)

[page_title]

REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE MEMORANDUM CIRCULAR ON THE RULES ON SUSTAINABLE AND RESPONSIBLE INVESTMENT FUND

[page_title]

SEC TARLAC EXTENSION OFFICE WILL BE CLOSED ON 21 JANUARY 2022

[page_title]

SEC CEBU SATELLITE OFFICE WILL BE CLOSED FROM 19 JANUARY 2022 UNTIL 31 JANUARY 2022

[page_title]

NO OVER-THE-COUNTER PAYMENT IN SEC BACOLOD UNTIL 20 JANUARY 2022

[page_title]

FINANCIAL REPORTING BULLETINS (REVISED AS OF 2022)

[page_title]

SEC CEBU EXTENSION OFFICE WILL BE OPERATING ON A SKELETON WORKFORCE

[page_title]

ZERO FACE-TO-FACE TRANSACTION IN SEC MAIN OFFICE FROM 13 JANUARY 2022 UNTIL FURTHER NOTICE

[page_title]

TEMPORARY CLOSURE OF SEC CASHIER IN ORTIGAS FROM 10 JANUARY 2022 UNTIL FURTHER NOTICE

[page_title]

MC 28 SUBMISSION PORTAL

[page_title]

SEC CEBU EXTENSION OFFICE HAS RESUMED FULL OPERATIONS

INVESTOR EDUCATION AND INFORMATION Menu Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

How to Fill-out the ONLINE MANDATORY DISCLOSURE FORM (M.C. No. 25, Series of 2019)

[page_title]

Notices-2022

ANTI-TERRORISM COUNCIL’S WARNING TO THE PUBLIC AGAINST PROVIDING MONEY AND MATERIAL SUPPORT TO THE COMMUNIST PARTY OF THE PHILIPPINES-NEW PEOPLE’S ARMY-NATIONAL DEMOCRATIC FRONT (CPP-NPA-NDF)

ANTI-MONEY LAUNDERING COUNCIL (AMLC) RESOLUTION NOS. TF-33, TF-34, TF-35, TF-39, TF-40, TF-41, TF-42 and, TF-50.

ALL SEC ACCREDITED ASSET VALUERS EXTENSION

CLOSURE OF SEC SATELLITE OFFICES IN NCR

SEC CERTIFICATION WEBINAR SCHEDULE AND APPLICATION PROCEDURE

COUNTERING FINANCING OF TERRORISM SECTORAL RISK ASSESSMENT 2021 OF THE NON-PROFIT ORGANIZATIONS

SUBMISSION OF BUSINESS PLAN (SEC FORM BP-FCLC)

SUBMISSION OF REPORTS THROUGH THE ELECTRONIC FILING AND SUBMISSION TOOL

SEC – CEBU SATELLITE OFFICE IS OPEN DURING MONDAYS, WEDNESDAYS AND FRIDAYS ONLY

SYSTEM MAINTENANCE OF THE SEC ESPARC

SEC-ZEO HAS RECEIVED INFORMATION THAT SOME LOCAL BANKS ARE REQUIRING SEC REGISTERED STAKEHOLDERS TO COMPLY WITH SOME DOCUMENTARY REQUIREMENTS WHICH ARE NOT DIRECTED BY THIS COMMISSION

GUIDELINES ON THE PHYSICAL SUBMISSION OF PLEADINGS AND CASE-RELATED DOCUMENTS FILED THROUGH THE OFFICE OF THE GENERAL COUNSEL’S OFFICIAL E-MAIL DURING THE PERIOD OF STATE OF NATIONAL EMERGENCY DUE TO COVID-19 PANDEMIC

REQUEST FOR COMMENT ON THE PROPOSED IMPLEMENTING GUIDELINES FOR THE STREAMLINED PROCEDURES FOR APPLICATIONS FOR MERGERS, CONSOLIDATIONS, AND ACQUISITIONS OF BANKS

REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE MEMORANDUM CIRCULAR ON THE RULES ON UMBRELLA FUNDS

WEBINAR ON AML/CFT RISK-BASED SUPERVISION FOR FINANCING COMPANIES AND LENDING COMPANIES

ALTERNATIVE MODE FOR DISTRIBUTING AND PROVIDING COPIES OF NOTICE OF MEETING, INFORMATION STATEMENT, AND OTHER DOCUMENTS IN CONNECTION WITH THE HOLDING OF ANNUAL STOCKHOLDERS’ MEETINGS FOR 2022

GUIDELINES IN THE FILING OR SUBMISSION OF THE MANDATORY DISCLOSURE FORM (MDF)

INDUSTRY CONSULTATION ON ASEAN SUSTAINABLE AND RESPONSIBLE FUND STANDARDS (SRFS)

SEC CERTIFICATION EXAMINATIONS SCHEDULE AT THE MAIN OFFICE AND APPLICATION PROCEDURE

GUIDELINES ON THE HEALTH AND SAFETY PROTOCOLS TO BE OBSERVED IN THE CONDUCT OF THE SEC CERTIFICATION EXAMINATIONS DURING THE COVID-19 PANDEMIC

REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE MEMORANDUM CIRCULAR ON THE IMPLEMENTATION OF BANGKO SENTRAL NG PILIPINAS CIRCULAR NO. 1133 SERIES OF 2021 ON THE CEILING/S ON INTEREST RATES AND OTHER FEES CHARGED BY LENDING COMPANIES, FINANCING OTHER COMPANIES, AND THEIR ONLINE LENDING PLATFORMS

EXTENSION OF THE SUBMISSION DEADLINE OF THE ANTI-MONEY LAUNDERING AND COMBATING THE FINANCING OF TERRORISM (AML/CFT) INHERENT RISK ASSESSMENT DATA FORM (AIRDF)

REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE MEMORANDUM CIRCULAR ON THE RULES ON SUSTAINABLE AND RESPONSIBLE INVESTMENT FUND

SEC TARLAC EXTENSION OFFICE WILL BE CLOSED ON 21 JANUARY 2022

SEC CEBU SATELLITE OFFICE WILL BE CLOSED FROM 19 JANUARY 2022 UNTIL 31 JANUARY 2022

NO OVER-THE-COUNTER PAYMENT IN SEC BACOLOD UNTIL 20 JANUARY 2022

FINANCIAL REPORTING BULLETINS (REVISED AS OF 2022)

SEC CEBU EXTENSION OFFICE WILL BE OPERATING ON A SKELETON WORKFORCE

ZERO FACE-TO-FACE TRANSACTION IN SEC MAIN OFFICE FROM 13 JANUARY 2022 UNTIL FURTHER NOTICE

TEMPORARY CLOSURE OF SEC CASHIER IN ORTIGAS FROM 10 JANUARY 2022 UNTIL FURTHER NOTICE

MC 28 SUBMISSION PORTAL

SEC CEBU EXTENSION OFFICE HAS RESUMED FULL OPERATIONS

How to Fill-out the ONLINE MANDATORY DISCLOSURE FORM (M.C. No. 25, Series of 2019)

Republic of the philippines

about govph

gov.ph

government links