Notices-Archive Archives - Page 3 of 5 - Securities and Exchange Commission

SEC Company Registration CRS will not be available on November 1 to November 4, 2018.

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

SEC Company Registration CRS will not be available today.

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

Draft Anti-Money Laundering Module for the SEC Certification Seminar.

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SEC Company Registration CRS may encounter system slow down today.

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Comments from Public_AML Guidelines and NPO Guidelines

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Certification Issuance System – Unified Reference Database will conduct system maintenance on 29 October 2018

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Request for Comments from Public on the AML Guidelines and NPO Guidelines

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Please be advised that Corporate Governance and Finance Department will be operating with limited staff on Tuesday, 23 October 2018

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Please be informed that the SEC is currently performing system maintenance for Capital Market Participants Registry System (CMPRS)

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Company Registration System not be available today

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

Please be informed that the SEC is currently performing system maintenance for the Capital Market Participants Registry System (CMPRS)

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Please be informed that ALL DIRECT LINES are currently OUT OF ORDER

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

Anti-Money Laundering Council (AMLC) Secretariat will be conducting free public seminars on Non -Stock, Non-Profit Corporations

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

Anti-Money Laundering Council (AMLC) Secretariat will be conducting free public seminars on Non -Stock, Non-Profit Corporations

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted: 8 Apr 2014

CONDUCT OF A CERTIFICATION SEMINAR FOR PHASE 1 OF THE SEC CERTIFICATION EXAMINATION ON 25 & 26 OCTOBER 2018

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5th SEC-PSE CORPORATE GOVERNANCE FORUM

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Company Registration System will not be available today

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Extension of Time for Submission of Comments on the Proposed Rules on Initial Coin Offering (ICO)

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

Company Registration System will not be available today

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Company Registration System

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Proposed Rules for (1) Independent Oversight Entity (2) Qualifications of Key Officers and Fund Managers and (3) Winding Up of Investment Companies

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

SEC Company Registration System (CRS) will not be available from August 25 to 27, 2018.

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

Conduct of a Certification Seminar for Prospective Associated Persons/Compliance Officers (Equities Market) on September 25 & 26, 2018

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SEC Company Registration System (CRS) will not be available

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

SEC Company Registration System (CRS) will not be available

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Systems are not available for access due to network failure.

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Please be informed that the Name Verification of SEC Company Registration System (CRS) is experiencing slow performance.

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Request for Comments on the Proposed Rules on Initial Coin Offering (ICO)

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

CRS will not be available today, July 24, 2018, due to System Maintenance

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

CRS will not be available today, July 24, 2018, due to System Maintenance

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CRS will not be available today, July 20, 2018, due to System Maintenance

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

CRS will not be available today, July 19, 2018, due to System Maintenance

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

SEC i-View and CRS will not be available on July 14, 2018 due to System Maintenance

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

Draft Sustainability Reporting Guidelines and Reporting Template for Publicly-Listed Companies

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

Conduct of Certification Seminar for Phase 2 (Prospective Equities Securities Salesmen) of the SEC Certification Examination on August 9-10, 2018

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

CMPRS and iView-eLoading will not be available tomorrow 4:00 p.m. onwards

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CRS will not be available on June 29, 2018 due to System Maintenance

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

Capital Market Participants Registry System (CMPRS) and SEC iView eLoading System

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Announcement: Public Bidding for the 1. Multi-Protocol System of SEC 2. Supply of Services for the Document Conversion to Digital Format of the Financial Statements and General Information Sheets

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Human Resource and Administrative Department Annual Team Building

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CRS Will Not Available due to System Maintenance

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Request for comments on the proposed amendments to Securities Regulation Code (SRC) Rule 68, as amended

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

May 30, 2018 Deadline for the SEC Integrated Annual Corporate Governance Report (I-ACGR)

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Request for Comments on the Proposed Guidelines on the Issuance of Green Bonds under the ASEAN Green Bonds Standards

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Davao Extension Office Annual Team Building

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Cebu Extension Office and Satellite Office-Robinson’s Galleria Cebu Annual Team Building

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Notice to all Certified Public Accountants

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Request for Comments on the Proposed Rules and Regulations on the Administration of Philippine Peso-Denominated Government Securities Benchmarks

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Company Registration and Monitoring Department(CRMD) Annual Team Building

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

CGFD Teambuilding on May 7, 2018

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CGFD Assessment and Cascading on May 2, 2018

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Request for comments on the proposed Rules and Regulations on determining whether a Trust Fund is a qualified buyer

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

Filing schedule of 2017 Audited Financial Statement

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

Submission of SEC Integrated Annual Corporate Governance Report (I-ACGR)

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Conduct of a Certification Seminar for Phase 1 of the SEC Certification Examination on 24-25 April 2018

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

SEC Company Registration System will not be available from March 28, 2018 to April 2, 2018…

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

The Economic Research and Training Department (ERTD) will hold its Annual Performance Commitment/Cascading Workshop on March 22-24, 2018.

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

The Information and Communications Technology Department (ICTD) will hold its Annual Performance Commitment/Cascading Workshop on March 15-16, 2018.

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

Transfer of Office of SEC – Davao Extension Office

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

Conduct of Certification Seminars for Phase 1 of the SEC Certification Examination

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All Receiving Units at the SEC Satellite Offices will be closed temporarily on March 15 and 16, 2018 due to the performance commitment/cascading workshop on the said dates.

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

Public Exposure of the Proposed Amendment to the Rules and Regulations to Implement the Provisions of R.A. no. 8556 (The Financing Company Act of 1998)

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

Please be informed that SEC Capital Market Participants Registry System and SEC eLoading System are not available.

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

All Certified Public Accountants

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

SEC i-View is temporarily not available

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SEC i-View System is not available today.

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Certification Seminar for Prospective Compliance Officers (CO)/Associated Persons (AP)

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Certification Seminar for Prospective Equities Securities Salesmen (ESS)

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Request for Comments on the Proposed Rules and Regulations Governing Crowdfunding (CF)

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Draft Governance Social and Financial Performance Standards for Accreditation of Microfinance NGOS.

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The Commission will be conducting a free public seminar on updates and relevant SEC regulations for Foundations.

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SEC i-View is temporarily not available.

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SEC Satellite Offices will only be until 04:00 PM due to the SEC 81st Anniversary Celebration

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Corporate Governance and Finance Department

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Re: 4th SEC-PSE Corporate Governance Forum

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Annual Fees Renewal of Capital Market Institutions and Professionals

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Corporate Governance and Finance Department

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SEC Head Office at PICC, Roxas Boulevard, Pasay City, will be closed on November 8-15, 2017

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Company Registration and Monitoring Department (CRMD) and SEC Satellite Offices Team Building Activities

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Conduct of Orientations for Online Capital Market Participants Registry System

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SEC Head Office at PICC, Roxas Boulevard, Pasay City, will be closed on October 23-27, 2017

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INVITATION TO THE 4TH SEC-PSE CORPORATE GOVERNANCE FORUM. PLEASE SEE ATTACHED REGISTRATION FORM

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SEC Direct Lines are currently down

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CDO Extension Office Annual Team Building

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Davao Extension Office Annual Team Building

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Grand Celebration of the 50th Anniversary of ASEAN

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Conduct of Orientations on Module 1-6 of the SEC Modularized Examination for Prospective Capital Market Professionals

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Conduct of Orientations for Prospective Capital Market Professionals on the Revised SEC Certification Programs, Particularly Modules 1-6 of the SEC Modularized Examination

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Office of the General Counsel Teambuilding Advisory

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Proposed Amendment to Rules and Regulations to Implement the Provisions of republic Act No. 8556(The Financing Company Act of 1998)

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted: