Notices-Archive Archives - Page 4 of 5 - Securities and Exchange Commission

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

Notice to all Microfinance NGOs

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SEC Roundtable Discussion on the Code of Corporate Governance for Publicly-Listed Companies

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

SEC Head Office At PICC, Roxas Boulevard, Pasay City, will be closed on April 24 to 28, 2017.

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Notice To All Certified Public Accountants In Public Practice

SEC Corporate Governance and Green Finance Conference

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Request for Comments on the Proposed Rules and Regulations Governing the Registration and Trading of Structured Warrants

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Transfer of Enforcement And Investor Protection Department

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Temporary Suspension of Operations of the SEC Muntinlupa Satellite Office

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Revised SEC Certification Programs and Modularized Examinations

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The Markets and Securities Regulation Department (MSRD) will transfer to PICC

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Payments for Requested Documents at the Public Reference Unit(PRU)

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The Cashier’s Office at SEC Ortigas Branch will be closed

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Annual Team Building of FMD, HRAD and ICTD

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SEC i-Register is temporarily unavailable

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SEC Wide Year End Celebration

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SEC Muntinlupa Satellite Office

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2016 CRMD Team Building Activity

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CGFD Officers of the Day (ODs) at SEC Ortigas Office

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Lease Agreement for 25 Units of Digital Copier Machines for a Period of One(1) Year (Re-bidding)

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Submission of Comments on the 2016 Implementing Rules And Regulations Of The Investment Company Act

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Transfer of the CRMD to the PICC

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An Invitation to the President, the Corporate Governance or Compliance Officer and to the Sec-Accredited Corporate Governance Training Providers

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SEC Accredited Corporate Governance Training Providers

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SEC Investor Information Seminar – Cebu City on October 21, 2016

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SEC Investor Information Seminar – Cebu City on October 19, 2016

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SEC-PSE Corporate Governance Forum on November 22, 2016 (Tuesday) at the Summit Hall C and D, Philippine International Convention Center (PICC), PICC Complex, Pasay City from 8:30 am to 4:30pm

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Draft Corporate Governance Code for Publicly-Listed Companies

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Point of Sales Payment facility is already available in all SEC Satellite Offices

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SEC Reduced Requirements for Financing and Lending Companies

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

SEC i-Report is temporarily experiencing technical difficulties today

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Transactions with the Corporate Governance and Finance Department (CGFD)

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Camarines Minerals, Inc.

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SEC Investor Information Seminar – Zamboanga City on September 02 , 2016

SEC iRegister System

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Suspension of Administration of the Certification Program Examinations from July to August 2016

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SEC Investor Information Seminar – Cagayan de Oro City August 12, 2016

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SEC Investor Information Seminar – Baguio City August 02, 2016

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Transactions with the Corporate Governance and Finance Department (CGFD)

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Starting 18 July 2016, the Office of the Commission Secretary (COMSEC) shall hold Office at the 3rd Floor, PICC Secretariat Building.

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SEC iView, Cashiering and Paper Submission System is Offline Today

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Office of the General Counsel (OGC) and the Office of the General Accountant (OGA) have Transferred to their New Offices

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices Announcements Financial Stability Investment Scam Checklist Investment 101 Pre-need Matters COVID-19 Related Issuances Daily Market Updates Date Posted:

SEC Investor Forum Iloilo May 27, 2016

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Draft SEC Mediation Policy

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SEC Investor Information Seminar Davao City April 29, 2016

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Notice re Compliance with the Website Requirement and Annual Report on Chinese Wall Rules under the 2015 Revised Rules and Regulations of the Securities Regulation Code

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

SEC launched a new system for the submission of Annual Reports consisting of Audited Financial Statements stamped received by the BIR and General Information Sheet to the SEC called the SEC Express Nationwide Submission (SENS).

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SEC Accredited Corporate Governance Training Providers

SEC Satellite Office is NOW OPEN at SM City North EDSA

All SEC Accredited Auditing Firms/Sole Practitioners re Submission of Notarized Disclosure Form to the Office of the General Accountant.

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

Notice of Confirmation of Company Name Reservation

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Mergers and Acquisitions effected through the Philippine Stock Exchange executed and implemented after the effectivity of R.A. 10667 and before the effectivity of its Implementing Rules and Regulations

Notice to all Certified Public Accountants in Public Practice

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The SEC Plans to recruit 50 student-interns

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Notice to the Public on the Opening of SEC Satellite Office – SM City North EDSA

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Notice: Draft, IRR of R.A No. 10693 | Microfinance NGO’s Act

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Notice to all Micro finance Nongovernment Organization(MF-NGOs) Re: Approval of Republic Act 10693 An Act strengthening nongovernment Organizations (NGOs) engaged in Microfinance Operations for the Poor

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SCCP Application as Depository

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Philippine Association of Stock Transfer and Registry Agencies Inc.

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Memorandum of Agreement of SEC and LBP

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Draft Rules and Regulations on Exchange Traded Funds (ETF Rules)

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Plan Holders of Metropolitan Life Plan Company, Inc.

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Requests for Quotation for SEC Cagayan De Oro Extension Office

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Green Lane Registration

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Re-publication of Amendments of the Implementing Rules and Regulations of the Republic Act No. 9856 (REIT LAW)

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Implementing Rules and Regulations (IRR) of Republic Act 8799 Draft: The Securities Regulation Code of 2000

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Real Estate Investment Trust (REIT) Act of 2009 SEC Resolution Implementing Rules and Regulations

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices Announcements Financial Stability Investment Scam Checklist Investment 101 Pre-need Matters COVID-19 Related Issuances Daily Market Updates Date Posted:

To adopt the standards and interpretation as part of its rules and regulations on International Accounting Standards

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2015 Implementing Rules and Regulations of the Securities Regulation Code (Republic Act 8799) Posted 06

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SEC Satellite Offices

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Submission of the Annual Corporate Governance Report(ACGR) together with the Annual Report

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Retrieval and Issuance of Documents Not Available in the SEC iView

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Deadline of Compliance with SEC Recommended Website Template, pursuant to SEC Memorandum Circular No. 11, Series of 2014

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

Consultation Paper: Arrangements for an Asia Region Funds Passport

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Guidelines and Directives to Assist Issuers of Registered Securities and Other Market Participants Concerned in Complying with the Requirements of BIR Revenue Regulation No. 1-2014

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SEC Issues a Reminder for Strict Compliance of Financial Reporting Obligations

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All Asia Plans Corporation Pension Claims

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All Asia Plans Corporation – Education Claims

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices Announcements Financial Stability Investment Scam Checklist Investment 101 Pre-need Matters COVID-19 Related Issuances Daily Market Updates Date Posted:

Exposure Draft of the Consolidated Scale of Fines and Penalties

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices Announcements Financial Stability Investment Scam Checklist Investment 101 Pre-need Matters COVID-19 Related Issuances Daily Market Updates Date Posted:

Advisory on Possible Dealings with Corporations Involved in the “Pork Barrel” Scam

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices Announcements Financial Stability Investment Scam Checklist Investment 101 Pre-need Matters COVID-19 Related Issuances Daily Market Updates Date Posted:

Rules and Regulation on Microfinance Non-Government Organization The Commission invites comments on the exposure draft of the RULES AND REGULATION ON MICROFINANCE NON-GOVERNMENT ORGANIZATION. You may download a copy of the draft rules and regulation by clicking here (PDF) (Posted 24 July 2013). The said exposure draft is open for public comment until 24 August 2013. Please submit duly signed written comments to the here under stated address or fax.(Investor Protection and Surveillance Department 10th. Floor, SEC Building EDSA, Greenhills Mandaluyong City Fax No. 584-6447)

General Information Sheet submission

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

Revised Guidelines on Property Valuation The Commission invites comments on the exposure draft of the REVISED GUIDELINES ON PROPERTY VALUATION. You may download a copy of the draft Guidelines by clicking here (PDF) (Posted 4 June 2013). The said exposure draft is open for public comment until 30 June 2013. Please submit duly signed written comments to the following address or fax number.

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Free Update Seminar on recently-issued AMLC Resolutions concerning changes on covered and suspicious (CT-ST) reporting

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Guidelines in the Accomplishment and Submission of Sworn Statement of Sources, Amount and Application of Fund (SS) and Certificate of Existence of Program/Activity (COEP)

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