Notices Archives - Page 3 of 5 - Securities and Exchange Commission

SEC CERTIFICATION EXAMINATIONS (PAPER AND PEN) SCHEDULE IN PROVINCES AND APPLICATION PROCEDURE

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GUIDELINES ON THE HEALTH AND SAFETY PROTOCOLS TO BE OBSERVED IN THE CONDUCT OF THE SEC CERTIFICATION EXAMINATIONS DURING THE COVID-19 PANDEMIC

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SEC CERTIFICATION EXAMINATIONS 2ND SEMESTER 2022 SCHEDULE AT THE HEAD OFFICE AND APPLICATION PROCEDURE

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DEADLINE FOR SUBMISSION OF THE 2021 INTEGRATED ANNUAL CORPORATE GOVERNANCE REPORT (I-ACGR)

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WEBINAR ON BENEFICIAL OWNERSHIP AND THE REQUIREMENT TO DISCLOSE BENEFICIAL OWNERSHIP INFORMATION IN THE GENERAL INFORMATION SHEET (GIS)

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REQUEST FOR COMMENTS ON RULES ON QUALIFIED AND/OR ELIGIBLE PERSONAL EQUITY AND RETIREMENT ACCOUNT (PERA) INVESTMENT PRODUCTS

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SEC ZAMBOANGA EXTENSION OFFICE CONTACT INFORMATION

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SEC TARLAC EXTENSION OFFICE CONTACT INFORMATION

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MIGRATION OF COMPANY INFORMATION

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SUBMISSION OF REPORTS THROUGH THE ELECTRONIC FILING AND SUBMISSION TOOL (e FAST)

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SEC I-VIEW IS NOW AVAILABLE

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ANTI-TERRORISM COUNCIL’S WARNING TO THE PUBLIC AGAINST PROVIDING MONEY AND MATERIAL SUPPORT TO THE COMMUNIST PARTY OF THE PHILIPPINES-NEW PEOPLE’S ARMY-NATIONAL DEMOCRATIC FRONT (CPP-NPA-NDF)

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ANTI-MONEY LAUNDERING COUNCIL (AMLC) RESOLUTION NOS. TF-33, TF-34, TF-35, TF-39, TF-40, TF-41, TF-42 and, TF-50.

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ALL SEC ACCREDITED ASSET VALUERS EXTENSION

CLOSURE OF SEC SATELLITE OFFICES IN NCR

SEC CERTIFICATION WEBINAR SCHEDULE AND APPLICATION PROCEDURE

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COUNTERING FINANCING OF TERRORISM SECTORAL RISK ASSESSMENT 2021 OF THE NON-PROFIT ORGANIZATIONS

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SUBMISSION OF BUSINESS PLAN (SEC FORM BP-FCLC)

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SUBMISSION OF REPORTS THROUGH THE ELECTRONIC FILING AND SUBMISSION TOOL

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SEC – CEBU SATELLITE OFFICE IS OPEN DURING MONDAYS, WEDNESDAYS AND FRIDAYS ONLY

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SYSTEM MAINTENANCE OF THE SEC ESPARC

SEC-ZEO HAS RECEIVED INFORMATION THAT SOME LOCAL BANKS ARE REQUIRING SEC REGISTERED STAKEHOLDERS TO COMPLY WITH SOME DOCUMENTARY REQUIREMENTS WHICH ARE NOT DIRECTED BY THIS COMMISSION

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GUIDELINES ON THE PHYSICAL SUBMISSION OF PLEADINGS AND CASE-RELATED DOCUMENTS FILED THROUGH THE OFFICE OF THE GENERAL COUNSEL’S OFFICIAL E-MAIL DURING THE PERIOD OF STATE OF NATIONAL EMERGENCY DUE TO COVID-19 PANDEMIC

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REQUEST FOR COMMENT ON THE PROPOSED IMPLEMENTING GUIDELINES FOR THE STREAMLINED PROCEDURES FOR APPLICATIONS FOR MERGERS, CONSOLIDATIONS, AND ACQUISITIONS OF BANKS

INVESTOR EDUCATION AND INFORMATION Menu Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE MEMORANDUM CIRCULAR ON THE RULES ON UMBRELLA FUNDS

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ALTERNATIVE MODE FOR DISTRIBUTING AND PROVIDING COPIES OF NOTICE OF MEETING, INFORMATION STATEMENT, AND OTHER DOCUMENTS IN CONNECTION WITH THE HOLDING OF ANNUAL STOCKHOLDERS’ MEETINGS FOR 2022

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GUIDELINES IN THE FILING OR SUBMISSION OF THE MANDATORY DISCLOSURE FORM (MDF)

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INDUSTRY CONSULTATION ON ASEAN SUSTAINABLE AND RESPONSIBLE FUND STANDARDS (SRFS)

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SEC CERTIFICATION EXAMINATIONS SCHEDULE AT THE MAIN OFFICE AND APPLICATION PROCEDURE

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REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE MEMORANDUM CIRCULAR ON THE IMPLEMENTATION OF BANGKO SENTRAL NG PILIPINAS CIRCULAR NO. 1133 SERIES OF 2021 ON THE CEILING/S ON INTEREST RATES AND OTHER FEES CHARGED BY LENDING COMPANIES, FINANCING OTHER COMPANIES, AND THEIR ONLINE LENDING PLATFORMS

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EXTENSION OF THE SUBMISSION DEADLINE OF THE ANTI-MONEY LAUNDERING AND COMBATING THE FINANCING OF TERRORISM (AML/CFT) INHERENT RISK ASSESSMENT DATA FORM (AIRDF)

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REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE MEMORANDUM CIRCULAR ON THE RULES ON SUSTAINABLE AND RESPONSIBLE INVESTMENT FUND

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FINANCIAL REPORTING BULLETINS (REVISED AS OF 2022)

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SEC CEBU EXTENSION OFFICE WILL BE OPERATING ON A SKELETON WORKFORCE

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ZERO FACE-TO-FACE TRANSACTION IN SEC MAIN OFFICE FROM 13 JANUARY 2022 UNTIL FURTHER NOTICE

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TEMPORARY CLOSURE OF SEC CASHIER IN ORTIGAS FROM 10 JANUARY 2022 UNTIL FURTHER NOTICE

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MC 28 SUBMISSION PORTAL

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SEC CEBU EXTENSION OFFICE HAS RESUMED FULL OPERATIONS

INVESTOR EDUCATION AND INFORMATION Menu Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

SURVEY ON TARGETED FINANCIAL SANCTIONS

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EXTENSION OF ENROLLMENT ON THE ONLINE SUBMISSION TOOL (OST)

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REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE DISQUALIFICATIONS OF DIRECTORS, TRUSTEES AND OFFICERS OF CORPORATIONS; AND THE GUIDELINES ON THE PROCEDURE FOR THEIR REMOVAL

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ADDENDUM TO MNRC M.C. NO. 2, SERIES OF 2021 PUBLISHED ON 09 DECEMBER 2021

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SCHEDULE FOR APPLICATION OF MNRC RE-ACCREDITATION, ONLINE SUBMISSION OF SWORN APPLICATION FORM, COMPLIANCE WITH MNRC MEMORANDUM CIRCULAR NO. 2, SERIES OF 2020

INVESTOR’S EDUCATION AND INFORMATION Menu Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

SEC TARLAC EXTENSION OFFICE CONTACT INFORMATION

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CYBERSECURITY NOTICE TO ALL CORPORATIONS UNDER THE SUPERVISION OF THE SECURITIES AND EXCHANGE COMMISSION

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PHILIFINTECH INNOVATION OFFICE’S PRESENT ME ANYTHING SESSION

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REQUEST FOR COMMENTS ON GUIDELINES ON THE REGISTRATION AND LICENSING OF ONLINE LENDING PLATFORMS

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SEC CEBU EXTENSION OFFICE NOTICE ON APPLICATION FOR AN INCREASE IN AUTHORIZED CAPITAL STOCK

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EXTENSION ON SUBMISSION OF FORMS/NOTICES PURSUANT TO MEMORANDUM CIRCULAR NO. 28, SERIES OF 2020

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REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE MNRC MEMORANDUM CIRCULAR ON THE GUIDELINES FOR ACCREDITATION OF MICROFINANCE NGOS FOR THE PERIOD 2022 TO 2025

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RESUMPTION OF SEC CERTIFICATION EXAMINATIONS

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SEC CEBU SATELLITE OFFICE IN ROBINSONS GALLERIA NEW CONTACT INFORMATION

INVESTOR EDUCATION AND INFORMATION Menu Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

SEC ZAMBOANGA EXTENSION OFFICE NEW CONTACT INFORMATION

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SEC ESPARC TEMPORARILY UNAVAILABLE

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EXTENSION OF THE SUBMISSION DEADLINE OF THE ANTI-MONEY LAUNDERING AND COMBATING THE FINANCING OF TERRORISM INHERENT RISK ASSESSMENT DATA FORM

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ANTI-MONEY LAUNDERING AND COMBATING THE FINANCING OF TERRORISM (AML/CFT) INHERENT RISK ASSESSMENT DATA FORM (AIRDF)

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SEC CEBU SATELLITE OFFICE IN ROBINSONS GALLERIA IS CURRENTLY OUT OF SERVICE

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SEC CEBU EXTENSION OFFICE WILL RESUME ITS REGULAR OPERATIONS IN ACCEPTING WALK-IN CLIENTS

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CANCELLATION OF SEC CERTIFICATION EXAMINATIONS STARTING 16 SEPTEMBER 2021

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TRANSITION OF APPLICATIONS FOR REGISTRATION OF PARTNERSHIPS AND LICENSING OF FOREIGN CORPORATIONS FROM CRS TO SEC ESPARC

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SURVEY ON TARGETED FINANCIAL SANCTIONS

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ANTI-MONEY LAUNDERING COUNCIL (AMLC) 2021 SANCTIONS GUIDELINES: TARGETED FINANCIAL SANCTIONS RELATED TO TERRORISM, TERRORISM FINANCING AND PROLIFERATION FINANCING

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LEGAZPI EXTENSION OFFICE NEW EMAIL ADDRESS

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RESUMPTION OF SEC CERTIFICATION EXAMINATIONS

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MNRC NOTICE ON RE-ACCREDITATION, MC 2 S. 2020, AND MC 1 S. 2021

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REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE REVISED MNRC FINANCIAL PERFORMANCE REPORT CARD TEMPLATE

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CANCELLATION OF SEC CERTIFICATION EXAMINATIONS SCHEDULED WITHIN THE MODIFIED ENHANCED COMMUNITY QUARANTINE PERIOD

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REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE REVISED MNRC GOVERNANCE PERFORMANCE REPORT CARD TEMPLATE

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REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE REVISED MNRC SOCIAL PERFORMANCE REPORT CARD TEMPLATE

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COMPANY REGISTRATION SYSTEM (CRS) IS TEMPORARILY NOT AVAILABLE

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CANCELLATION OF SEC CERTIFICATION EXAMINATIONS SCHEDULED WITHIN THE MODIFIED ENHANCED COMMUNITY QUARANTINE PERIOD

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NO MANDATORY GRACE PERIOD FOR PAYMENT OF LOANS DURING THE ENHANCED COMMUNITY QUARANTINE (ECQ) PERIOD FROM 6 AUGUST TO 20 AUGUST 2021

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SEC CEBU EXTENSION OFFICE WILL BE IMPLEMENTING SKELETON WORKFORCE STARTING AUGUST 05

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CAPITAL MARKET OPERATIONS UNDER THE ENHANCED COMMUNITY QUARANTINE

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REQUIREMENTS FOR PARTICIPATION IN THE GS REPO MARKET

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ANTI-MONEY LAUNDERING COUNCIL’S GUIDANCE FOR DELISTING AND UNFREEZING PROCEDURES

INVESTOR’S EDUCATION AND INFORMATION Menu Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

EXTENSION ON SUBMISSION OF FORMS/NOTICES PURSUANT TO MEMORANDUM CIRCULAR NO. 28, SERIES OF 2020

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DRAFT MEMORANDUM CIRCULAR ON ANNUAL CORPORATE GOVERNANCE REPORT FOR PUBLIC COMPANIES AND REGISTERED ISSUERS

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DRAFT MEMORANDUM CIRCULAR ON GUIDELINES ON ARBITRATION OF INTRA-CORPORATE DISPUTES FOR CORPORATIONS

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COMPLIANCE WITH SEC MEMORANDUM CIRCULAR NO. 19, SERIES OF 2019

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SEC CERTIFICATION WEBINAR SCHEDULE AND APPLICATION PROCEDURE

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INVITATION TO PARTICIPATE IN MARKET SURVEY FOR THE INTEGRATED COMPLIANCE MONITORING, ENFORCEMENT, AND EVALUATION SYSTEM

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SUBMISSION OF MONEY LAUNDERING AND TERRORIST FINANCING PREVENTION PROGRAM (MTPP)

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REGISTRATION WITH THE ANTI-MONEY LAUNDERING COUNCIL (AMLC) AND SUBMISSION OF PROOF OF REGISTRATION

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EXTENSION OF DEADLINE TO FILE MANDATORY DECLARATIONS UNDER SECTIONS 6 AND 7 OF MC NO. 01, SERIES OF 2021 OR “THE BENEFICIAL OWNERSHIP TRANSPARENCY GUIDELINES” TO 31 JULY 2021

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SEC BAGUIO EXTENSION OFFICE NEW CONTACT INFORMATION

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EXTENDED DEADLINE FOR INTEGRATED ANNUAL CORPORATE GOVERNANCE REPORT (I-ACGR)

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EXTENSION OF THE DEADLINE FOR THE SUBMISSION OF ANNUAL REPORTS FOR THE CALENDAR YEAR ENDED DECEMBER 31, 2020 and QUARTERLY REPORT AS OF MARCH 31, 2021

INVESTOR’S EDUCATION AND INFORMATION Menu Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

EXTENSION ON SUBMISSION OF FORMS/NOTICES PURSUANT TO MEMORANDUM CIRCULAR NO. 28, SERIES OF 2020

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REVISED GUIDELINES ON THE SUBMISSION OF DOCUMENTS, ISSUANCE OF PAYMENT ASSESSMENT FORM, OTHER REQUESTS AND COMPLIANCE

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MNRC-MC No. 01 s.2021 Prudential Relief Measures to Support Economic Recovery of Accredited Microfinance NGOs

Microfinance NGO Regulatory Council Menu About MNRC Members Microfinance NGO MNRC Issuances Procedure of Accreditation Forms for Application for Accreditation and Reportorial Requirements Annual Report Frequently Asked Questions List of Accredited Microfinance NGOs Request for Monitoring Complaints Education Financial Literacy Contact Us Date Posted:

ANTI-MONEY LAUNDERING AND COUNTERING FINANCING OF TERRORISM SECTORAL RISK ASSESSMENT 2021 OF THE SECURITIES SECTOR

INVESTOR’S EDUCATION AND INFORMATION Menu Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

CEBU EXTENSION OFFICE AVAILABILITY OF OST KIOSK IN SATELLITE OFFICE ROBINSONS GALLERIA

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IMPLEMENTATION OF THE ELECTRONIC SIMPLIFIED PROCESSING OF APPLICATION FOR REGISTRATION OF COMPANY

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EXTENSION OF SUBMISSION OF ANNUAL REPORTS FOR SEC ACCREDITED ASSET VALUER

INVESTOR EDUCATION AND INFORMATION Menu Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

USE OF ELECTRONIC SIGNATURES FOR THE SUBMISSION OF AUDITED FINANCIAL STATEMENTS DURING THE ENHANCED COMMUNITY QUARANTINE (ECQ) PERIOD BEGINNING 29 MARCH 2021 AND UNTIL FURTHER NOTICE

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ANTI-MONEY LAUNDERING AND COUNTERING FINANCING OF TERRORISM SECTORAL RISK ASSESSMENT 2021 FINANCING COMPANIES AND LENDING COMPANIES

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