SEC CEBU EXTENSION OFFICE NEW CONTACT INFORMATION
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ALTERNATIVE MODE FOR DISTRIBUTING AND PROVIDING COPIES OF THE NOTICE OF MEETING, INFORMATION STATEMENT, AND OTHER DOCUMENTS IN CONNECTION WITH THE HOLDING OF ANNUAL STOCKHOLDERS’ MEETING (“ASM”) FOR 2021
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INQUIRIES RELATED TO THE SEC ONLINE SUBMISSION TOOL
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FREQUENTLY ASKED QUESTIONS (FAQS) ON BENEFICIAL OWNERSHIP TRANSPARENCY GUIDELINES
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BENEFICIAL OWNERSHIP TRANSPARENCY DECLARATION FORM
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REOPENING OF SEC – CEBU SATELLITE OFFICE
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SEC PAYMENT FACILITIES
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SEC PAYMENT FACILITIES
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Request for Comments on “GUIDANCE FOR REGULATED ENTITIES ON ESTABLISHING AND MAINTAINING A CYBERSECURITY FRAMEWORK.”
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NOMINATION OF A PRIVATE SECTOR REPRESENTATIVE TO THE MNRC FOR YEARS 2021 TO 2023
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PRE-BID CONFERENCE FOR COURIER SERVICES FOR SEC HEAD OFFICE WILL BE MOVED TO DECEMBER 9, 2020, 10:00 AM
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AML/CFT RISK ASSESSMENT OF THE NON-PROFIT ORGANIZATION SECTOR
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AML/CFT RISK ASSESSMENT OF THE LENDING AND FINANCING SECTOR
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ONLINE AND MANUAL SUBMISSION OF FORMS/NOTICES PURSUANT TO MEMORANDUM CIRCULAR (MC) NO. 28, SERIES OF 2020
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OPENING OF RECEIVING AREA FOR FILING OF AUDITED FINANCIAL STATEMENTS (AFS) AND GENERAL INFORMATION SHEET (GIS) AT THE SEC ORTIGAS OFFICE THROUGH AN APPOINTMENT SYSTEM
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NOTICE TO ALL COVERED PERSONS IN THE SECURITIES INDUSTRY
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7th SEC-PSE CORPORATE GOVERNANCE FORUM
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INVITATION TO SUBMIT LEASE PROPOSAL (REPOSTING) – LEASE OF SOUTH SIDE WALL OF THE SEC BUILDING
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IMPLEMENTATION OF MANDATORY GRACE PERIOD FOR ALL LOANS PURSUANT TO THE BAYANIHAN TO RECOVER AS ONE ACT
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SEC CERTIFICATION EXAMINATION SCHEDULE FOR THE 4th QUARTER OF 2020
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CANCELLATION OF BIDDING FOR PROCUREMENT OF THE PRINTING OF 6,383 SETS OF SEC DESK CALENDAR 2021, SIZE: 7”X 5
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SEC CERTIFICATION EXAMINATIONS GUIDELINES
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WORK SUSPENSION AT THE SEC TARLAC EXTENSION OFFICE EVERY FRIDAY, STARTING 28 AUGUST 2020
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EXTENSION OF DEADLINES AND INTERIM PROCEDURES FOR THE SUBMISSION OF PRINTED/ HARD COPIES OF ANNUAL REPORTS
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SEC WILL BE CONDUCTING WEBINARS FOR THE RESPONSIBLE OFFICERS AND DIRECTORS OF COVERED PERSONS AS PART OF ITS OUTREACH PROGRAM TO ENHANCE THEIR AWARENESS AND UNDERSTANDING OF ANTI-MONEY LAUNDERING AND COMBATING THE FINANCING OF TERRORISM
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SEC-TARLAC EXTENSION OFFICE SHALL FOLLOW NEW OPERATING HOURS FROM 8AM TO 4PM
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OPERATION IN AREAS UNDER COMMUNITY QUARANTINE
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CAPITAL MARKET OPERATIONS AND USE OF RAPIDPASS UNDER THE MODIFIED ENHANCED COMMUNITY QUARANTINE
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SEC PAYMENT FACILITIES
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SEC MAIN OFFICE LIMITED OPERATIONS DURING MECQ
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ADJUSTED FILING PROCEDURES AND PROCESSING TIMES FOR ANNUAL REPORTS AND REQUESTS FOR DOCUMENTS DURING THE SEC MAIN OFFICE’S TEMPORARY CLOSURE
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IT HAS COME TO THE ATTENTION OF SEC THAT CERTAIN FACEBOOK ACCOUNTS HAVE BEEN POSTING FALSE AND MISLEADING INFORMATION TO THE EFFECT THAT SEC ADVISED BORROWERS OF A CERTAIN LENDING COMPANY TO STOP PAYMENTS ON LOANS UNTIL AN ALLEGED INVESTIGATION INTO THE PRACTICES OF THE COMPANY IS COMPLETE
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SUBMISSION OF THE PRINTED MANDATORY DISCLOSURE FORM (MDF)
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FURTHER EXTENSION OF THE DEADLINE FOR THE SUBMISSION OF THE INTEGRATED ANNUAL CORPORATE GOVERNANCE REPORT (I-ACGR)
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OUTREACH PROGRAM TO ENHANCE AWARENESS AND UNDERSTANDING OF ANTI-MONEY LAUNDERING AND COMBATING THE FINANCING OF TERRORISM
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PRE-BID CONFERENCE FOR COURIER SERVICES FOR SEC HEAD OFFICE WILL BE MOVED TO DECEMBER 9, 2020, 10:00 AM
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FILING FOR RENEWAL OF LICENSE FOR TRANSFER AGENTS IS EXTENDED UNTIL FRIDAY, JULY 10, 2020.
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SEC TARLAC EXTENSION OFFICE RESUMES OPERATIONS
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FILING OF 17-A AND/OR 17-Q REPORTS
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INTERIM GUIDELINES FOR THE LIMITED MANUAL OPERATIONS OF OFFICE OF THE GENERAL COUNSEL DURING THE PERIOD OF STATE OF NATIONAL EMERGENCY DUE TO COVID-19 PANDEMIC, AS AMENDED
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FILING OF REPORTS AND OTHER DOCUMENTS IN THE SECURITIES AND EXCHANGE COMMISSION (SEC) MAIN OFFICE DURING TEMPORARY CLOSURE
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REQUESTS FOR (1) STATISTICS, REPORTS AND DATA; (2) TOP 1000 CORPORATIONS PUBLICATION; AND, (3) CERTIFICATE OF COMPANY RANK IN THE TOP 1000 CORPORATIONS
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CESSATION OF THE PROVISION OF THE MANDATORY GRACE PERIOD DURING GENERAL COMMUNITY QUARANTINE (GCQ) AND MODIFIED GENERAL COMMUNITY QUARANTINE (MGCQ) IN THE MAJORITY OF THE PROVINCES AND CITIES IN THE PHILIPPINES
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ADOPTION OF OTHER DEBT RELIEF MEASURES
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CYBERSECURITY NOTICE
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ONLINE APPLICATIONS FOR THE COMPANY REGISTRATION AND MONITORING DEPARTMENT (CRMD)
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RESUMPTION OF MANUAL FUNCTIONS OF THE COMPANY REGISTRATION AND MONITORING DEPARTMENT (CRMD)
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NOTICE IN THE OPENING OF THE SEC EXPRESS SYSTEM AND THE SEC EXPRESS NATIONWIDE SUBMISSION (SENS)
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COMPLIANCE WITH SECTION 4(AA) OF THE BAYANIHAN TO HEAL AS ONE ACT, ITS IMPLEMENTING RULES AND REGULATIONS, AND OTHER APPLICABLE LAWS, RULES AND REGULATIONS
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EXTENSION OF THE MANDATORY GRACE PERIOD FOR LOANS DURING THE MODIFIED ENHANCED COMMUNITY QUARANTINE/GENERAL COMMUNITY QUARANTINE PERIOD
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GUIDELINES FOR THE ISSUANCE OF IATF ACCREDITATION ID OR EQUIVALENT CERTIFICATION FOR ACCREDITED MICROFINANCE NGOS
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GUIDELINES FOR THE APPLICATIONS FOR RAPIDPASS QR CODES FOR THOSE WHO HAVE BEEN ISSUED IATF IDs
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EXTENSION OF THE MANDATORY GRACE PERIOD FOR LOANS DURING THE EXTENDED ENHANCED COMMUNITY QUARANTINE PERIOD
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EXTENSION OF THE DEADLINE FOR THE SUBMISSION OF THE INTEGRATED ANNUAL CORPORATE GOVERNANCE REPORT (I-ACGR)
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ALTERNATIVE MODE FOR DISTRIBUTING and PROVIDING COPIES OF THE NOTICE OF MEETING, INFORMATION STATEMENT, and OTHER DOCUMENTS IN CONNECTION WITH THE HOLDING OF ANNUAL STOCKHOLDERS’ MEETING(“ASM”) FOR 2020
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EXTENSION OF PERIOD TO FILE THE GENERAL OR SPECIAL FORM FOR FINANCIAL STATEMENTS (GFFS OR SFFS) AND GUIDELINES ON SUBMISSION BY ELECTRONIC MAIL
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NOTICE TO ALL PUBLICLY LISTED COMPANIES (PLC); AND OTHER COMPANIES WITH REGISTERED SECURITIES UNDER MSRD’S SUPERVISION
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SUBMISSION OF THE 2019 ANNUAL REPORTS OF ALL SEC ACCREDITED ASSET VALUERS AND CREDIT RATING AGENCIES ARE EXTENDED UNTIL 30 JUNE 2020.
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IMPLEMENTING RULES AND REGULATIONS OF SECTION 4(AA) OF REPUBLIC ACT (RA) NO. 11469 OTHERWISE KNOWN AS THE BAYANIHAN TO HEAL AS ONE ACT
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SUSPENSION OF CUMULATIVE PENALTIES FOR COVERED COMPANIES IN VIEW OF THE COVID-19
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GUIDELINES FOR THE ALTERNATIVE FILING OF REPORTS, APPLICATIONS, COMPLIANCE, REQUESTS AND OTHER DOCUMENTS THROUGH ELECTRONIC MAIL WITH THE SECURITIES AND EXCHANGE COMMISSION DURING THE EFFECTIVITY OF THE ENHANCED COMMUNITY QUARANTINE PERIOD
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ONLINE COMPANY REGISTRATION DURING THE COVID-19 PANDEMIC
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TEMPORARY SUSPENSION OF THE REQUIREMENT TO PROVIDE CONFIRMATION NOTICE IN PAPER FORMAT TO CUSTOMERS
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REPUBLIC ACT NO. 11469 OR THE BAYANIHAN TO HEAL AS ONE ACT
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GUIDELINES FOR THE ISSUANCE OF IATF ACCREDITATION ID OR THE EQUIVALENT CERTIFICATION
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RBCA COMPUTATION AND REPORTING AMID THE COVID-19 PANDEMIC
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RELAXING THE REQUIREMENTS FOR REQUESTS FOR EXTENSION IN THE FILING OF ANNUAL REPORTS AND/OR AUDITED FINANCIAL STATEMENTS
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NOTICE TO ALL PSE TRADING PARTICIPANTS RE: INFORMATION FOR CLIENTS
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NOTICE TO PHILIPPINE STOCK EXCHANGE and ALL PUBLICLY-LISTED COMPANIES : FILING OF STRUCTURED REPORTS, CURRENT REPORTS AND COMMUNICATIONS WITH THE SECURITIES AND EXCHANGE COMMISSION
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NOTICE TO ALL ISSUERS OF REGISTERED SECURITIES (other than PLCs): FILING OF STRUCTURED REPORTS, CURRENT REPORTS AND COMMUNICATIONS WITH THE SECURITIES AND EXCHANGE COMMISSION
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FILING OF CURRENT REPORT UNDER SECTION 17 OF THE SECURITIES REGULATION CODE AMID COVID-19 PANDEMIC
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Mandatory Disclosure Form online submission
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SEC iView System is not available
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Revised Application Forms, Client Profile Template and Pre-Evaluation Notice Form
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Registration with the Anti-Money Laundering Council (AMLC)
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Failure to Disclose Beneficial Ownership Information in the General Information Sheet (GIS)
Investor’s Education and Information Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted: 09 January 2020
Please be advised that ALL PLDT Telephone Numbers with Area Code 02
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Deadline for Submission of Material Related Party Transactions Policy
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Submission of the Mandatory Disclosure Form After 31 July 2019
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