Mondays to Fridays, 8:00am-5:00pm without noon break
1. Corporations that will conduct Initial Public Offering
2. Corporation that will apply for Listing on an Exchange
3. Companies issuing securities to raise more capital
4. Companies that will issue Debt Securities to the Public
5. Companies that will issue Club Shares or Membership Certificates
6. Companies that will issue Mutual Funds/Investment Contracts
Pre evaluation Procedures
STEP
DURATION
|
APPLICANT/CLIENT |
SERVICE PROVIDER |
PERSON IN CHARGE |
1
30 mins
|
Presents Registration Statement, Prospectus and supporting documents |
1. Pre-evaluate application and supporting documents.
a. If application and supporting documents are not complete, the same are returned to applicant with list of requirements not complied with
b. If application and supporting documents are complete, Specialist prepares Payment Assessment Form
|
Securities Specialist |
2
10 mins
|
Presents the PAF at the Cashier and settles the required fee |
Process payment and issue Official Receipt |
Cashier |
3
5 mins
|
Submit the machine-validated PAF to MSRD/CGFD together with the Registration Statement, Prospectus and other supporting documents |
1. Stamp receive documents 2. Returns one (1) copy of the application documents to the Client |
Executive Assistant/Support Staff |
Note :Duration of activity under normal circumstances